Optimize AI Smart Sentiment Event-Driven ETF
Our flagship ETF is an actively managed, long-only fund with a rigorous, systematic process at its core. By drawing upon decades of options trading and AI experience, we have developed a smart sentiment and event-driven methodology focused on long-term capital appreciation that we believe can complement client portfolios.
Optimize Advisors proprietary Options AI “Smart Sentiment” technology aims to achieve high precision and to reduce prediction errors. This is because it is based on 10 years of options analytics research and has been developed using a technology platform that is at the forefront of Options Artificial Intelligence.
OAIE primarily invests in common stocks with attractive upcoming event opportunities, normally 10 to 30 Large Cap* constituents with Weekly Options*.
Smart Sentiment Metrics use the prices of the weekly and other options available on a security to assess the overall market's expectations for the possible price movements of the underlying security. These metrics offer us insights into market participants' detailed risk and reward expectations by capturing the views of “silent” investors, both institutional and retail.
We extract Smart Sentiment Metrics for stocks with upcoming events (primarily earnings calls). These Smart Sentiment stock buying opportunities are ranked by risk/reward and we then buy the most attractive stocks.
A secondary goal of the strategy is to add broad-based equity index and sector ETF positions to reduce concentration risk, maintain a sufficient level of exposure between earnings seasons, and opportunistically trade ETF market and sector events.
| Fund Data & Pricing | |
|---|---|
| Net Assets as of 03/24/2023 | $514,305.59 |
| NAV | $25.72 |
| Shares Outstanding | 20,000 |
| Premium/discount Percentage | -0.01% |
| Closing Price | $25.71 |
| Median 30 Day Spread | 0.24% |
Data as of 03/24/2023
IOPV, or Indicative Optimized Portfolio Value, is a calculation disseminated by the stock exchange that approximates the Fund's NAV every fifteen seconds throughout the trading day.
Median 30 Day Spread is a calculation of Fund's median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund's national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
| Fund Details | |
|---|---|
| Inception Date | 06/16/2022 |
| Ticker | OAIE |
| Primary Exchange | NYSE |
| CUSIP | 81752T 577 |
| IOPV Symbol | OAIE.IV |
| NAV Symbol | OAIE.NV |
| Expense Ratio | 1.0% |
| 30 Day SEC Yield * | 1.04% |
* As of 12/31/2022
The 30 Day SEC Yield represents net investment income earned by the Fund over the 30 Day period, expressed as annual percentage rate based on the Fund's share price at the end of the 30 Day period.
| Performance | Quarter End returns as of 12/30/2022 | |||
|---|---|---|---|---|
| Avg. Annualized | ||||
| Quarter | 1 Year | 3 Year | Since Inception | |
| Fund NAV | 14.47% | N/A | N/A | 2.60% |
| Market Price | 14.27% | N/A | N/A | 2.52% |
| Benchmark Index (SPX*) | 7.08% | N/A | N/A | 1.31% |
| S&P 500 Total Return (SPXTR) | 7.56% | N/A | N/A | 2.24% |
Expense ratio: 1%
Inception Date: 06/16/22
The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. Performance current to the most recent month-end can be obtained by calling (1-800-617-0004).
Short term performance, in particular, is not a good indication of the fund's future performance, and an investment should not be made based solely on returns.
Market Price: The current price at which shares are bought and sold. Market returns are based upon the last trade price.
NAV: The dollar value of a single share, based on the value of the underlying assets of the fund minus its liabilities, divided by the number of shares outstanding. Calculated at the end of each business day.
SPX: The S&P 500 index is the Standard & Poor's stock market index tracking the stock performance of 500 large companies listed on exchanges in the United States.
| Distribution Detail | |||
|---|---|---|---|
| Ex-Date | Record Date | 1 Year | Payable Date |
| 12/20/2022 | 12/21/2022 | 0 .06665000 | 12/22/2022 |
| TOP 10 HOLDINGS | |||||
|---|---|---|---|---|---|
| % Of Net Assets | Name | Ticker | CUSIP | Shares Held | Market Value |
| 38.51% | SPDR S&P 500 ETF TR TR UNIT | SPY | 78462F103 | 500 | 198,245.00 |
| 19.58% | Cash & Other | Cash&Other | Cash&Other | 100,814 | 100,814.40 |
| 7.61% | ACCENTURE PLC IRELAND | ACN | G1151C101 | 143 | 39,176.28 |
| 7.42% | CONSTELLATION BRANDS INC | STZ | 21036P108 | 174 | 38,191.26 |
| 7.22% | CONAGRA BRANDS INC | CAG | 205887102 | 1,000 | 37,190.00 |
| 5.24% | LULULEMON ATHLETICA INC | LULU | 550021109 | 85 | 26,963.70 |
| 5.11% | MICRON TECHNOLOGY INC | MU | 595112103 | 440 | 26,307.60 |
| 4.83% | FEDEX CORP | FDX | 31428X106 | 113 | 24,839.66 |
| 4.48% | WALGREENS BOOTS ALLIANCE INC COM | WBA | 931427108 | 700 | 23,058.00 |
Data as of 03/28/2023. Holdings are subject to change.
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